DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• K••••• S•••••
Feed of 09/14/2026
Also filed as R••••• S••••••••• K••••• S••••••••• K••••• S•••••
At current firm
0 y
since Feb 13, 2026
In the industry
20 y
since Aug 18, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Boise, Id
- U••• B•••••• I••••••••• I••• formerMar 26, 2012 to Feb 13, 2026 · Boise, Id
- C•••• I••••••••• S••••••• C•••• formerNov 19, 2009 to Mar 30, 2012 · Boise, Id
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 3, 2009 · Boise, Id
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Boise, Id
- M••••• S•••••• D• I••• unclassifiedAug 21, 2006 to Apr 2, 2007 · Boise, Id
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••left Mar 30, 2012, registered Mar 26, 2012 (-4 days) · Other
- M••••• S•••••• to C•••• I••••••••• S••••••• C••••left Nov 3, 2009, registered Nov 19, 2009 (16 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address