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M•••••• G••••
As of · the IAPD feed; also filed as M••••• G• G••••••••• G• G••••••••• C• G••••
- At current firm
- 1 y
- In the industry
- 20 y
- Prior registered firms
- 2
- Signals
- 0
since Jun 24, 2025
As of · the IAPD feed; also filed as M••••• G• G••••••••• G• G••••••••• C• G••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Jun 24, 2025 · Bedminster, Nj
- M••••• S•••••• wirehouseFeb 4, 2011 to Jun 19, 2018 · Short Hills, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 14, 2006 to Feb 7, 2011 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• E••••••••• L••left Jun 19, 2018, registered Jun 24, 2025 (2562 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 7, 2011, registered Feb 4, 2011 (-3 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address