DFX Intelligence
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Registered advisor
A••••••• M•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as A••••••• M••••••••• M••••••••• M•••• M••••••••• M••••••••• M•••• M••••• T••••••••• D•• M•••• M••••• T•••••
At current firm
5 y
since Jun 1, 2021
In the industry
20 y
since Jun 5, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jun 1, 2021 · Midlothian, Va
- L•• F•••••••• L•• BD affiliatedJul 25, 2014 to Jun 9, 2021 · Reston, Va
- W•••• F•••• A••••••• wirehouseMar 19, 2010 to Jul 28, 2014 · Reston, Va
- U•• F•••••••• S••••••• I••• wirehouseJun 15, 2009 to Mar 25, 2010 · Mclean, Va
- A••••••••• F•••••••• S•••••••• L•• national BDJun 6, 2006 to Jun 18, 2009 · Centreville, Va
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Jun 9, 2021, registered Jun 1, 2021 (-8 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 28, 2014, registered Jul 25, 2014 (-3 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Mar 25, 2010, registered Mar 19, 2010 (-6 days) · Wirehouse to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to U•• F•••••••• S••••••• I•••left Jun 18, 2009, registered Jun 15, 2009 (-3 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address