DFX Intelligence
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Registered advisor
T•••• L•• E••••••••
Feed of 09/15/2026
Also filed as T•••• L•• E••••••••• L•• G••••••••• L•• G••••••
At current firm
11 y
since May 18, 2015
In the industry
14 y
since Apr 23, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 18, 2015 · Minneapolis, Mn
- U••• B•••••• I••••••••• I••• formerFeb 4, 2014 to May 14, 2015 · Saint Paul, Mn
- J••• M••••• S••••••••• L•• wirehouseMay 17, 2013 to Feb 3, 2014 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 14, 2015, registered May 18, 2015 (4 days) · Other
- J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••left Feb 3, 2014, registered Feb 4, 2014 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address