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Registered advisor
T•• H• K••
Feed of 09/14/2026
Also filed as T•• H••• K•••••• H• K•••••• K••
At current firm
5 y
since Sep 24, 2021
In the industry
19 y
since Oct 5, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Sep 24, 2021 · New York, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 7, 2018 to Sep 9, 2021 · New York, Ny
- P••• A••••• S••••••••• L•• BD affiliatedApr 2, 2014 to Nov 30, 2017 · New York, Ny
- M•• F•••••••• S•••••••• I••• formerNov 22, 2011 to May 10, 2012 · East Hills, Ny
- P••• A••••• S••••••••• L•• BD affiliatedMar 30, 2011 to Nov 7, 2011 · New York, Ny
- E•••••••• A•••••••• L•• national BDApr 11, 2007 to Jun 29, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Sep 9, 2021, registered Sep 24, 2021 (15 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Nov 30, 2017, registered Sep 7, 2018 (281 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left May 10, 2012, registered Apr 2, 2014 (692 days) · Other
- P••• A••••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••left Nov 7, 2011, registered Nov 22, 2011 (15 days) · Other
- E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Jun 29, 2009, registered Mar 30, 2011 (639 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address