DFX Intelligence
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Registered advisor
A••••• D••• B•••••••
Feed of 09/14/2026
Also filed as A••••• L••••••••• D••• L••••••••• D••• B••••••••• L••• B•••••••
At current firm
3 y
since Mar 23, 2023
In the industry
21 y
since Oct 1, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 23, 2023 · Lavonia, Ga
- W•••• F•••• A••••••• wirehouseAug 7, 2007 to Jan 5, 2009 · Anderson, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 8, 2006 to Jan 9, 2007 · Athens, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••left Jan 5, 2009, registered Mar 23, 2023 (5190 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 9, 2007, registered Aug 7, 2007 (210 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address