DFX Intelligence
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Registered advisor
A••••••••• S• J•••••••••
Feed of 09/14/2026
Also filed as A••• J•••••••••
At current firm
17 y
since Mar 3, 2009
In the industry
17 y
since Dec 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
32
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Mar 3, 2009 · San Diego, Ca
- M••••• S•••••• • C•• L•• unclassifiedDec 2, 2008 to Feb 18, 2009 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to P••• A••••• S••••••••• L••left Feb 18, 2009, registered Mar 3, 2009 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address