DFX Intelligence
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Registered advisor
E•••• B•••••
Feed of 09/14/2026
Also filed as E•••• S••••••••• B•••••
At current firm
13 y
since May 3, 2013
In the industry
20 y
since Aug 14, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 3, 2013 · N Abingtn Twp, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to May 31, 2013 · Scranton, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 17, 2008 to Jun 1, 2009 · Scranton, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left May 31, 2013, registered May 3, 2013 (-28 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address