DFX Intelligence
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Registered advisor
B•••• S• B••••
Feed of 09/14/2026
At current firm
6 y
since Dec 17, 2019
In the industry
30 y
since Jun 1, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 17, 2019 · Park Ridge, Nj
- O•••• W•••••• I••• BD affiliatedAug 19, 2009 to Dec 18, 2019 · West Orange, Nj
- S•••••••• F••••••••• I••• formerAug 13, 2008 to Aug 5, 2009 · Oradell, Nj
- O•••• W•••••• I••• BD affiliatedApr 19, 2007 to Jul 24, 2008 · Elmwood Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 18, 2019, registered Dec 17, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Aug 5, 2009, registered Aug 19, 2009 (14 days) · Other
- O•••• W•••••• I••• to S•••••••• F••••••••• I•••left Jul 24, 2008, registered Aug 13, 2008 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address