DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• M••••• H••••••••
Feed of 09/15/2026
Also filed as J•••• M• H••••••••• M• H••••••••
At current firm
4 y
since Jan 6, 2022
In the industry
17 y
since Sep 1, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 6, 2022 · Fort Mill, Sc
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 23, 2020 to May 14, 2021 · Overland Park, Ks
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 9, 2018 to Apr 28, 2020 · Wichita, Ks
- T• A••••••••• I••• formerAug 9, 2018 to Apr 28, 2020 · Wichita, Ks
- W•••• F•••• A••••••• wirehouseAug 9, 2010 to Jul 30, 2018 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••left May 14, 2021, registered Jan 6, 2022 (237 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 28, 2020, registered Dec 23, 2020 (239 days) · RIA to affiliated broker-dealer or bank · moved with a team
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 28, 2020, registered Dec 23, 2020 (239 days) · Other · moved with a team
- W•••• F•••• A••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 30, 2018, registered Aug 9, 2018 (10 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address