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Registered advisor
R••••• M•••• W•••
Feed of 09/14/2026
Also filed as R••••• M• W••••••••• M• W•••••••• M• R••••••••• W•••
At current firm
4 y
since Aug 13, 2022
In the industry
15 y
since May 21, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Aug 13, 2022 · Malvern, Pa
- U•• F•••••••• S••••••• I••• wirehouseMar 11, 2014 to Jan 8, 2015 · Conshohocken, Pa
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to V••••••• A•••••••• I•••left Jan 8, 2015, registered Aug 13, 2022 (2774 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address