DFX Intelligence
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Registered advisor
S••• C•••••• S••••
Feed of 09/14/2026
At current firm
6 y
since Feb 21, 2020
In the industry
20 y
since Jun 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Nov 2, 2025 · Conshohocken, Pa
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Feb 21, 2020 · Florham Park, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 24, 2007 to Feb 25, 2020 · Wayne, Pa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Feb 25, 2020, registered Feb 21, 2020 (-4 days) · Wirehouse to independent RIA · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address