DFX Intelligence
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Registered advisor
M••••••• Q••••••
Feed of 09/14/2026
Also filed as M••••••• S•••••••• Q••••••••• Q••••••••• S••••• Q••••••••• Q••••••••• S• Q••••••
At current firm
2 y
since Dec 26, 2023
In the industry
19 y
since Nov 13, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
28
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Dec 26, 2023 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 13, 2006 to Jul 6, 2010 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to V•••• F•••••••• A•••••••• I•••left Jul 6, 2010, registered Dec 26, 2023 (4921 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address