DFX Intelligence
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Registered advisor
B•••• E••• S••••
Feed of 09/14/2026
Also filed as B•••• E••• S••••••••• S••••
At current firm
4 y
since Jul 6, 2022
In the industry
20 y
since Jul 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Jul 6, 2022 · Charlotte, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDOct 16, 2006 to Sep 8, 2020 · Daleville, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to V••••••• A•••••••• I•••left Sep 8, 2020, registered Jul 6, 2022 (666 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address