DFX Intelligence
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Registered advisor
R••••• H•••••
Feed of 09/14/2026
At current firm
1 y
since Oct 23, 2024
In the industry
19 y
since Oct 28, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Oct 23, 2024 · Hartsdale, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 17, 2010 to Mar 18, 2011 · Tampa, Fl
- C•••• I••••••••• S••••••• C•••• formerOct 16, 2008 to Oct 14, 2009 · White Plains, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to E•••••• A••••••• G••••• L••left Mar 18, 2011, registered Oct 23, 2024 (4968 days) · Other
- C•••• I••••••••• S••••••• C•••• to C•••••••• G••••• M•••••• I•••left Oct 14, 2009, registered Sep 17, 2010 (338 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address