DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L••••••• O•••• R•••••
Feed of 09/15/2026
Also filed as L••••••• O•••• R•••••
At current firm
7 y
since Apr 12, 2019
In the industry
14 y
since Feb 25, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 12, 2019 · Anchorage, Ak
- U••• B•••••• I••••••••• I••• formerNov 30, 2015 to Apr 9, 2019 · Portland, Or
- M••••• S•••••• wirehouseFeb 27, 2012 to Nov 30, 2015 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 9, 2019, registered Apr 12, 2019 (3 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to U••• B•••••• I••••••••• I•••left Nov 30, 2015, registered Nov 30, 2015 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address