DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P••••••• R•••••• W•••••
As of · the IAPD feed; also filed as P•••••• R• C••••••••• R• W••••••••• R•••••• C•••••••••
- At current firm
- 3 y
- In the industry
- 14 y
- Prior registered firms
- 2
- Signals
- 0
since Feb 23, 2023
As of · the IAPD feed; also filed as P•••••• R• C••••••••• R• W••••••••• R•••••• C•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 23, 2023 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 20, 2016 to May 6, 2022 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerMay 26, 2016 to Dec 31, 2016 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 20, 2016 (-102 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address