J•••• L••• M••••

Feed of 09/14/2026

Also filed as J•••• M••••

At current firm

1 y

since May 27, 2025

In the industry

18 y

since Apr 21, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated
Feb 14, 2018 to Jan 17, 2025 · Charlotte, Nc
M•• I•••••••• S•••••••• L•• BD affiliated
Nov 30, 2017 to Feb 9, 2018 · Charlotte, Nc
L•• F•••••••• L•• BD affiliated
Jun 8, 2010 to Nov 10, 2017 · Fort Mill, Sc
L•• F•••••••• L•• BD affiliated
Nov 20, 2009 to Jun 7, 2010 · Huntersville, Nc
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Apr 25, 2008 to Mar 30, 2009 · Latham, Ny

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••
left Feb 9, 2018, registered Feb 14, 2018 (5 days) · Other
L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••
left Nov 10, 2017, registered Nov 30, 2017 (20 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••
left Mar 30, 2009, registered Nov 20, 2009 (235 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address