DFX Intelligence
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Registered advisor
A••• W••••• F•••••••
Feed of 09/14/2026
Also filed as A••• F•••••••
At current firm
15 y
since Oct 15, 2010
In the industry
19 y
since Nov 2, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 15, 2010 · Bel Air, Md
- H•••••• F•••••••• G•••• unclassifiedNov 20, 2006 to Dec 31, 2010 · Bel Air, Md
- S•••••••• F••••••••• I••• formerNov 9, 2006 to Oct 19, 2010 · Bel Air, Md
Moves
a registration end followed by a registration begin elsewhere
- H•••••• F•••••••• G•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2010, registered Oct 15, 2010 (-77 days) · Other
- S•••••••• F••••••••• I••• to H•••••• F•••••••• G••••left Oct 19, 2010, registered Nov 20, 2006 (-1429 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address