DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• K••• B••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• K• B••••••••
At current firm
3 y
since Jun 29, 2023
In the industry
19 y
since Aug 31, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Wilmington, Nc
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 22, 2012 to Jun 9, 2021 · Greenville, Sc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 4, 2009 to Feb 9, 2012 · Wilmington, Nc
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- N••••••••• M••••• I••••••••• S••••••••• to V••• F•••••••• A•••••••• I•••left Feb 9, 2012, registered Feb 22, 2012 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address