DFX Intelligence
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Registered advisor
C•••• E••••• M••••••••
Feed of 09/14/2026
Also filed as C•••• E•••• M••••••••
At current firm
1 y
since Nov 15, 2024
In the industry
14 y
since Sep 18, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Nov 15, 2024 · St. Louis, Mo
- E••••• J•••• national BDSep 20, 2012 to Dec 10, 2013 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to S•••••• N••••••• • C••••••• I•••••••••left Dec 10, 2013, registered Nov 15, 2024 (3993 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address