DFX Intelligence
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Registered advisor
M•••••• H••••••
Feed of 09/15/2026
Also filed as M•••••• A• H••••••••• H••••••••• A••••• H••••••
At current firm
5 y
since Feb 2, 2021
In the industry
19 y
since Oct 20, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 2, 2021 · Itasca, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 3, 2020 to Jan 25, 2021 · Naperville, Il
- J••• M••••• S••••••••• L•• wirehouseApr 5, 2017 to Jan 15, 2020 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 25, 2021, registered Feb 2, 2021 (8 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 15, 2020, registered Mar 3, 2020 (48 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address