DFX Intelligence
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Registered advisor
R•••••• A•••••• B•••••
Feed of 09/14/2026
Also filed as R•••••• B•••••
At current firm
11 y
since Nov 25, 2014
In the industry
19 y
since Nov 28, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 25, 2014 · Tracy, Ca
- R•••••• J•••• • A••••••••• I••• national BDSep 10, 2013 to Nov 18, 2014 · Chapel Hill, Nc
- U•• F•••••••• S••••••• I••• wirehouseNov 29, 2006 to Aug 9, 2013 · Stockton, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 18, 2014, registered Nov 25, 2014 (7 days) · Other
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Aug 9, 2013, registered Sep 10, 2013 (32 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address