DFX Intelligence
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Registered advisor
M•••••• F• V•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• F•••• V•• C••••••••• F• V••••••••• F•••• V•••••••
At current firm
6 y
since Jul 16, 2020
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 16, 2020 · St. Petersburg, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 20, 2018 to Jun 23, 2020 · Memphis, Tn
- P••• A••••• S••••••••• L•• BD affiliatedOct 7, 2015 to Sep 10, 2018 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 23, 2020, registered Jul 16, 2020 (23 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 10, 2018, registered Sep 20, 2018 (10 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address