DFX Intelligence
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Registered advisor
J•••• C•••••• R•••
Feed of 09/14/2026
Also filed as J•••• C•••••• R••••••••• R•••
At current firm
1 y
since Sep 10, 2025
In the industry
34 y
since Sep 1, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Sep 10, 2025 · Massapequa, Ny
- L••• I••••• F•••••••• G••••• I•• formerJul 9, 2024 to Sep 17, 2025 · Roslyn, Ny
Moves
a registration end followed by a registration begin elsewhere
- L••• I••••• F•••••••• G••••• I•• to P•••••••• S••••••••• I•••left Sep 17, 2025, registered Sep 10, 2025 (-7 days) · RIA to affiliated broker-dealer or bank
Signals
- ••• LockedSep 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address