DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••••• V•••••• M•••••••
Feed of 09/14/2026
Also filed as K•• S••••••••• V•••••• S••••••••
At current firm
9 y
since Apr 25, 2017
In the industry
18 y
since Mar 10, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 25, 2017 · New York, Ny
- R•••••• J•••• • A••••••••• I••• national BDOct 30, 2013 to Apr 17, 2017 · Florham Park, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 29, 2013 · Morristown, Nj
- M••••• S•••••• • C•• L•• unclassifiedNov 13, 2008 to Jun 1, 2009 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Apr 17, 2017, registered Apr 25, 2017 (8 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Oct 29, 2013, registered Oct 30, 2013 (1 day) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address