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Registered advisor

D•••••• J••••• G••••••••

V••••••• A•••••••• I•••BD affiliatedCharlotte, Ncdual registrantIAPD 5228199
Feed of 09/14/2026
Also filed as D••• J• G••••••••• G••••••••• J• G••••••••• G••••••••
At current firm
1 y
since Sep 15, 2025
In the industry
18 y
since Jan 29, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • E••••• A• L••••• C••••••• I••• unclassified
    Jun 5, 2008 to Aug 12, 2009 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
18derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address