DFX Intelligence
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Registered advisor
A••• S•••••
Feed of 09/14/2026
Also filed as A••• D••••••
At current firm
16 y
since Sep 14, 2010
In the industry
19 y
since Nov 2, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Sep 14, 2010 · Woodcliff Lake, Nj
- P•••• S••••••••• L•• no RAUMFeb 8, 2007 to Aug 17, 2010 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Aug 17, 2010, registered Sep 14, 2010 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address