DFX Intelligence
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Registered advisor
B••••• A•• V••••••
Feed of 09/15/2026
At current firm
10 y
since Dec 18, 2015
In the industry
19 y
since Feb 12, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 18, 2015 · Seal Beach, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 9, 2011 to Dec 21, 2015 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 21, 2015, registered Dec 18, 2015 (-3 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address