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M••• A• L•••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Greensboro, NcIAPD 5248924
As of · the IAPD feed; also filed as L••••••• A• M•••
- At current firm
- 5 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since May 23, 2021
As of · the IAPD feed; also filed as L••••••• A• M•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 23, 2021 · Greensboro, Nc
- O•••• F•• I••• formerJan 16, 2007 to Apr 26, 2021 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 26, 2021, registered May 23, 2021 (27 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address