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RIA Intelligence

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Registered advisor

C•••••••• M••••••• D••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 5249869
Feed of 09/14/2026
Also filed as C•••••••• M••••••• V••••••••• M••••••• V•••••••
At current firm
2 y
since Apr 11, 2024
In the industry
17 y
since Jan 5, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Jan 29, 2024 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
17derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address