DFX Intelligence
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Registered advisor
C••••••••• A•••
Feed of 09/14/2026
Also filed as C••••••••• L• A•••
At current firm
8 y
since Oct 6, 2017
In the industry
18 y
since Sep 18, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 6, 2017 · Schaumburg, Il
- J••• M••••• S••••••••• L•• wirehouseOct 7, 2015 to Sep 19, 2017 · Palatine, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 19, 2017, registered Oct 6, 2017 (17 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address