DFX Intelligence
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Registered advisor
J••• H• S••••
Feed of 09/14/2026
Also filed as J••• H• S••••••••• S••••
At current firm
0 y
since Feb 19, 2026
In the industry
18 y
since Jan 4, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F•••••••• A••••••• state registered currentsince Feb 19, 2026 · Daytona Beach, Fl
- R•••••• J•••• • A••••••••• I••• national BDJun 3, 2014 to Aug 17, 2016 · Daytona Beach, Fl
- E••••• J•••• national BDApr 22, 2009 to Mar 24, 2014 · Ormond Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 9, 2008 to Feb 13, 2009 · Daytona Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to S•••• F•••••••• A•••••••left Aug 17, 2016, registered Feb 19, 2026 (3473 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E••••• J•••• to R•••••• J•••• • A••••••••• I•••left Mar 24, 2014, registered Jun 3, 2014 (71 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Feb 13, 2009, registered Apr 22, 2009 (68 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address