DFX Intelligence
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Registered advisor
C••• W••••• L•••
Feed of 09/14/2026
At current firm
3 y
since Sep 1, 2023
In the industry
18 y
since Apr 22, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 1, 2023 · Panama City Beach, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 20, 2016 to Jul 1, 2020 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerApr 1, 2015 to Dec 31, 2016 · Athens, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 20, 2016 (-102 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address