DFX Intelligence
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Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Mckinney, TxIAPD 5295649
As of · the IAPD feed; also filed as O•••••••• N• K••••••••• N• N••••••••• N••••••••
- In the industry
- 19 y
- Prior registered firms
- 2
- Signals
- 2
As of · the IAPD feed; also filed as O•••••••• N• K••••••••• N• N••••••••• N••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 29, 2026 · Mckinney, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 14, 2022 to Jan 30, 2026 · Frisco, Tx
- J••• M••••• S••••••••• L•• wirehouseFeb 22, 2019 to Feb 15, 2022 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 30, 2026, registered Jan 29, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 15, 2022, registered Feb 14, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJan 30, 2026 · Advisor changed firm · fact
- ••• LockedFeb 15, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote