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Registered advisor
M•••• A•••••••
Feed of 09/15/2026
Also filed as M•••• A••••••••• M••••••• A•••••••
At current firm
8 y
since Jan 3, 2018
In the industry
19 y
since Apr 18, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 3, 2018 · San Diego, Ca
- M••••• S•••••• wirehouseJun 8, 2012 to Aug 22, 2016 · South Jordan, Ut
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 15, 2011 to May 15, 2012 · Salt Lake City, Ut
- T• A••••••••• I••• formerNov 15, 2011 to May 15, 2012 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• F•••••••• L••left Aug 22, 2016, registered Jan 3, 2018 (499 days) · Wirehouse to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left May 15, 2012, registered Jun 8, 2012 (24 days) · Other
- T• A••••••••• I••• to M••••• S••••••left May 15, 2012, registered Jun 8, 2012 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address