DFX Intelligence
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Registered advisor
K•••••••• A••• D••••
Feed of 09/14/2026
Also filed as K•••••••• A••• G••••••••• G••••••••• A••• G••••••••• A••• C••••••••• D••••
At current firm
1 y
since Jul 10, 2025
In the industry
18 y
since Sep 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Jul 10, 2025 · Holmdel, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDMay 22, 2020 to Jul 11, 2025 · Colts Neck, Nj
- W•••• F•••• A••••••• wirehouseOct 13, 2008 to May 27, 2020 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• E••••••••• L••left Jul 11, 2025, registered Jul 10, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left May 27, 2020, registered May 22, 2020 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJul 11, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address