DFX Intelligence
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Registered advisor
D•••• J••••• D••••
Feed of 09/15/2026
At current firm
13 y
since Nov 29, 2012
In the industry
19 y
since Aug 29, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2012 · Ardmore, Pa
- P•• A••••••• independent RIAApr 25, 2016 to Oct 2, 2017 · Sewell, Nj
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 12, 2008 to May 17, 2011 · Princeton, Nj
- E•••••••• A•••••••• L•• national BDSep 10, 2007 to May 13, 2008 · Cherry Hill, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•• A••••••• to no registered destinationleft Oct 2, 2017 · Departure, no registered destination
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left May 17, 2011, registered Nov 29, 2012 (562 days) · Other
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left May 13, 2008, registered Jun 12, 2008 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address