DFX Intelligence
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Registered advisor
L•••• G•••• M••••••
Feed of 09/14/2026
Also filed as L•••• G• M••••••
At current firm
1 y
since Dec 20, 2024
In the industry
9 y
since Oct 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 20, 2024 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseDec 18, 2019 to Jan 4, 2022 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Jan 4, 2022, registered Dec 20, 2024 (1081 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJan 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address