DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M••• A•••• B••••••
Feed of 09/14/2026
Also filed as M••• A•••• B••••••••• B••••••
At current firm
2 y
since Apr 8, 2024
In the industry
19 y
since Aug 10, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Apr 8, 2024 · New Orleans, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 27, 2018 to Aug 3, 2023 · New Orleans, La
- W•••• F•••• A••••••• wirehouseOct 1, 2015 to Jan 31, 2018 · New Orleans, La
- A••••••••• F•••••••• S•••••••• L•• national BDJul 16, 2015 to Aug 19, 2015 · Minneapolis, Mn
- W•••••• • R••• formerJan 23, 2008 to Dec 31, 2009 · Savage, Mn
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• W•••••• I•••left Aug 3, 2023, registered Apr 8, 2024 (249 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 31, 2018, registered Aug 27, 2018 (208 days) · Wirehouse to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 19, 2015, registered Oct 1, 2015 (43 days) · Affiliated broker-dealer or bank to wirehouse
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Dec 31, 2009, registered Jul 16, 2015 (2023 days) · Other
Signals
- ••• LockedAug 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address