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Registered advisor
M•••••• D•••• V••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
4 y
since Apr 7, 2022
In the industry
19 y
since Jun 29, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Apr 7, 2022 · St Louis, Mo
- T• A••••••••• I••• formerJan 22, 2022 to Apr 7, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 12, 2018 to Apr 7, 2022 · St. Louis, Mo
- T• A••••••••• I••• formerJul 12, 2018 to Jul 16, 2018 · St Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDJul 2, 2007 to Aug 30, 2007 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left Apr 7, 2022, registered Apr 7, 2022 (0 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Apr 7, 2022, registered Apr 7, 2022 (0 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 16, 2018, registered Jul 12, 2018 (-4 days) · channel change inside one enterprise, not a move
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••left Aug 30, 2007, registered Jul 12, 2018 (3969 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address