DFX Intelligence
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Registered advisor
L••• P••••• A••••••••
Feed of 09/14/2026
Also filed as L••• P••••• A•••••••• B••••••••• A••••••••
At current firm
10 y
since May 5, 2016
In the industry
19 y
since Jun 22, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 5, 2016 · Oakland, Ca
- E••••• J•••• national BDJun 25, 2007 to May 6, 2016 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 6, 2016, registered May 5, 2016 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address