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Feed of 09/14/2026
Also filed as M••••••• W•••••
At current firm
10 y
since Apr 26, 2016
In the industry
19 y
since Apr 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 26, 2016 · Portsmouth, Nh
- L•• F•••••••• L•• BD affiliatedJan 26, 2016 to Apr 1, 2016 · Bedford, Nh
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M••••• S••••••left Apr 1, 2016, registered Apr 26, 2016 (25 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address