DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
H••••• A•••••••• G••••••
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 18 y
- Prior registered firms
- 2
- Signals
- 0
since Apr 4, 2011
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Apr 4, 2011 · Pikesville, Md
- A••••••••• F•••••••• S•••••••• L•• national BDJan 7, 2011 to Mar 30, 2011 · Hunt Valley, Md
- W•••• F•••• A••••••• wirehouseDec 1, 2008 to Jan 24, 2011 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Mar 30, 2011, registered Apr 4, 2011 (5 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 24, 2011, registered Jan 7, 2011 (-17 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address