DFX Intelligence
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Registered advisor
C••••• L•••• W••••
Feed of 09/14/2026
Also filed as C••••• L• T••••••••• L•••• T••••••••• L• W••••
At current firm
2 y
since Jun 28, 2024
In the industry
17 y
since Mar 3, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Jun 28, 2024 · Bedford, Nh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 25, 2024 to Jun 28, 2024 · Bedford, Nh
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• I••••••••• A•••••••• L••left Jun 28, 2024, registered Jun 28, 2024 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address