DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••••• P•••••• H•••••••
Feed of 09/15/2026
Also filed as J•••••• P•••••• H•••••••
At current firm
13 y
since Jun 26, 2013
In the industry
19 y
since Aug 13, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jun 26, 2013 · Chester, Ct
- P••• A••••• S••••••••• L•• BD affiliatedNov 20, 2009 to Jun 13, 2012 · Hauppauge, Ny
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to E•••••••• A•••••••• L••left Jun 13, 2012, registered Jun 26, 2013 (378 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address