DFX Intelligence
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Registered advisor
C••••••••• S•••• S•••••••
Feed of 09/14/2026
At current firm
12 y
since Oct 10, 2013
In the industry
17 y
since Mar 10, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Oct 10, 2013 · Frederick, Md
- M•• S••••••••• I••• unclassifiedJan 22, 2010 to Oct 1, 2013 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to P•• W••••• M•••••••••left Oct 1, 2013, registered Oct 10, 2013 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address