DFX Intelligence
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Registered advisor
M•••••• E••••• B••••••
Feed of 09/15/2026
At current firm
3 y
since Jun 28, 2023
In the industry
17 y
since Feb 17, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Jun 28, 2023 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseJun 30, 2015 to Jun 29, 2023 · Sacramento, Ca
- U••• B•••••• I••••••••• I••• formerOct 3, 2011 to Jun 30, 2015 · Davis, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Sep 19, 2011 · Oakland, Ca
- W••• I••••••••• I••• unclassifiedFeb 18, 2009 to May 2, 2009 · Berkeley, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Jun 29, 2023, registered Jun 28, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Jun 30, 2015, registered Jun 30, 2015 (0 days) · Other
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••left Sep 19, 2011, registered Oct 3, 2011 (14 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address