DFX Intelligence
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Registered advisor
J••• P• R••••••••
Feed of 09/14/2026
Also filed as J• P•••• R••••••••• R••••••••• R••••••••• P•••• R••••••••• R••••••••• P•••• R••••••••
At current firm
17 y
since Nov 25, 2008
In the industry
18 y
since Feb 5, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Nov 25, 2008 · Beachwood, Oh
- M•• F•••••••• S•••••••• I••• formerFeb 5, 2008 to Aug 5, 2008 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Aug 5, 2008, registered Nov 25, 2008 (112 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address