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Registered advisor
N••••• A••••• B••••••
Feed of 09/15/2026
Also filed as N••••• B••••••••• A••••• B••••••••• B••••••
At current firm
3 y
since Jun 29, 2023
In the industry
19 y
since Jul 6, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Phoenix, Az
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 17, 2012 to Jun 9, 2021 · Agoura Hills, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 10, 2010 to Jul 30, 2012 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••• F•••••••• A•••••••• I•••left Jul 30, 2012, registered Aug 17, 2012 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address